-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NTnYFZNiSB7Orrw1M4quusKRMmk8Y/CGdLEQOUzEbHA82PHtQgG9q4vnHvebjNS5 RpQnIT+7oS16JKrDULf7oA== 0001005477-01-000821.txt : 20010213 0001005477-01-000821.hdr.sgml : 20010213 ACCESSION NUMBER: 0001005477-01-000821 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STORAGENETWORKS INC CENTRAL INDEX KEY: 0001075658 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043436145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-59285 FILM NUMBER: 1534622 BUSINESS ADDRESS: STREET 1: 100 FIFTH AVE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7814346700 MAIL ADDRESS: STREET 1: 100 FIFTH AVE CITY: WALTHAM STATE: MA ZIP: 02451 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DIXON HAROLD R CENTRAL INDEX KEY: 0001134114 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: GIANTLOOP NETWORK INC STREET 2: 265 WINTER ST CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818935974 MAIL ADDRESS: STREET 1: GIANTLOOP NETWORK INC STREET 2: 265 WINTER ST CITY: WALTHAM STATE: MA ZIP: 02451 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 2)(1) STORAGENETWORKS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 86211E 10 3 - -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the one pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP NO. 86211E 10 3 13G Page 2 of 9 Pages - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON S.S. or I.R.S. Identification No. Of Above Person Harold R. Dixon - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- SEC USE ONLY - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -7,500- BENEFICIALLY OWNED BY -------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING -0- PERSON WITH -------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER -7,500- -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -7,743,454- - ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------------------------------------------------- CUSIP NO. 86211E 10 3 13G Page 3 of 9 Pages - -------------------------------------------------------------------------------- Item 1 (a). Name of Issuer: StorageNetworks, Inc. --------------------------------------------------------------------------- Item 1(b). Address of Issuer's Principal Executive Offices: 100 Fifth Avenue, Waltham, MA 02451 --------------------------------------------------------------------------- Item 2(a). Name of Person Filing: Harold R. Dixon --------------------------------------------------------------------------- Item 2(b). Address of Principal Business Office or, if none, Residence: c/o Bollard Group, 1 Joy Street, Boston, MA 02108 --------------------------------------------------------------------------- Item 2(c). Citizenship: United States --------------------------------------------------------------------------- Item 2(d). Title of Class of Securities: Common Stock, $.01 par value --------------------------------------------------------------------------- Item 2(e). CUSIP Number: 86211E 10 3 --------------------------------------------------------------------------- Item 3. If This Statement Is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act, (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act, (d) [ ] Investment company registered under Section 8 of the Investment Company Act, (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E), (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F), (g) [ ] A parent holding company or control person, in accordance with Rule 13d-1(b)(1)(ii)(G), (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). - -------------------------------------------------------------------------------- CUSIP NO. 86211E 10 3 13G Page 4 of 9 Pages - -------------------------------------------------------------------------------- Item 4. Ownership. (a) Amount beneficially owned: -7,743,454- ----------------------------------------------------------------------- (b) Percent of class: 8.1% ----------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote -7,500- -------------------------- (ii) shared power to vote or to direct the vote -0- ------------------------ (iii) sole power to dispose or to direct the disposition of -7,500- ------------- (iv) shared power to dispose or to direct the disposition of -0- ----------- Item 5. Ownership of Five Percent or Less of a Class. No -------------------------------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person. n/a -------------------------------------------------------------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. n/a ------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group. n/a -------------------------------------------------------------------- Item 9. Notice of Dissolution of Group. n/a -------------------------------------------------------------------- Item 10. Certifications. n/a -------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 86211E 10 3 13G Page 5 of 9 Pages - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 9, 2001 ------------------------------------------ Date /s/ Harold R. Dixon ------------------------------------------ Signature Harold R. Dixon ------------------------------------------ Name/Title - -------------------------------------------------------------------------------- CUSIP NO. 86211E 10 3 13G Page 6 of 9 Pages - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON S.S. or I.R.S. Identification No. Of Above Person Dixon Family Limited Partnership - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- SEC USE ONLY - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -7,252,457- BENEFICIALLY OWNED BY -------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING -0- PERSON WITH -------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER -7,252,457- -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -7,252,457- - ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------------------------------------------------- CUSIP NO. 86211E 10 3 13G Page 7 of 9 Pages - -------------------------------------------------------------------------------- Item 1 (a). Name of Issuer: StorageNetworks, Inc. --------------------------------------------------------------------------- Item 1(b). Address of Issuer's Principal Executive Offices: 100 Fifth Avenue, Waltham, MA 02451 --------------------------------------------------------------------------- Item 2(a). Name of Person Filing: Dixon Family Limited Partnership --------------------------------------------------------------------------- Item 2(b). Address of Principal Business Office or, if none, Residence: c/o Bollard Group, 1 Joy Street, Boston, MA 02108 --------------------------------------------------------------------------- Item 2(c). Citizenship: Delaware --------------------------------------------------------------------------- Item 2(d). Title of Class of Securities: Common Stock, $.01 par value --------------------------------------------------------------------------- Item 2(e). CUSIP Number: 86211E 10 3 --------------------------------------------------------------------------- Item 3. If This Statement Is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act, (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act, (d) [ ] Investment company registered under Section 8 of the Investment Company Act, (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E), (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F), (g) [ ] A parent holding company or control person, in accordance with Rule 13d-1(b)(1)(ii)(G), (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). - -------------------------------------------------------------------------------- CUSIP NO. 86211E 10 3 13G Page 8 of 9 Pages - -------------------------------------------------------------------------------- Item 4. Ownership. (a) Amount beneficially owned: -7,252,457- ------------------------------------------------------------------------- (c) Percent of class: 7.6% ------------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote -7,252,457- ------------------------- (ii) shared power to vote or to direct the vote -0- ----------------------- (iii) sole power to dispose or to direct the disposition of -7,252,457- ------------ (iv) shared power to dispose or to direct the disposition of -0- ---------- Item 5. Ownership of Five Percent or Less of a Class. n/a ------------------------------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person. n/a ------------------------------------------------------------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. n/a ------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group. n/a -------------------------------------------------------------------- Item 9. Notice of Dissolution of Group. n/a -------------------------------------------------------------------- Item 10. Certifications. n/a -------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 86211E 10 3 13G Page 9 of 9 Pages - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 9, 2001 ------------------------------------------ Date /s/ Harold R. Dixon ------------------------------------------ Signature Harold R. Dixon/General Partner ------------------------------------------ Name/Title -----END PRIVACY-ENHANCED MESSAGE-----